BaFin Registration

Finaxum GmbH is licensed as a financial services institution under § 32(1) of the German Banking Act (Kreditwesengesetz, KWG) by the Federal Financial Supervisory Authority (BaFin) and is jointly supervised by the Deutsche Bundesbank. Our licence covers the following financial services pursuant to § 1(1a) KWG: — Investment advice (no. 1a) — Contract brokerage (no. 2) — Financial portfolio management (no. 3) Clients using securities services are protected by the statutory investor compensation scheme (EdB) up to an amount of €20,000.

Company name: Finaxum GmbH Legal form: Gesellschaft mit beschränkter Haftung (GmbH) Registered office: Frankfurt am Main Commercial register: Local Court Frankfurt am Main BaFin institution number: 154 112 Category: Financial services institution (§ 1(1a) KWG) Supervisory authority: Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) Graurheindorfer Str. 108, 53117 Bonn, Germany www.bafin.de Co-supervisor: Deutsche Bundesbank Wilhelm-Epstein-Str. 14, 60431 Frankfurt am Main, Germany www.bundesbank.de

Finaxum GmbH's licence is publicly accessible in the BaFin company database at www.bafin.de. Search for: "Finaxum GmbH" or the institution number listed above. Note: The BaFin database is the authoritative public register for financial services institutions in Germany. You can use it to verify that an institution holds a valid licence — an important safeguard against unauthorised providers.

Finaxum operates within the framework of Directive 2014/65/EU (MiFID II) and its German implementing legislation (WpHG, WpDVerOV). Clients are classified and advised prior to the provision of securities services pursuant to §§ 63 et seq. WpHG. Information on costs and charges is disclosed in advance and ex-post pursuant to § 63(7) WpHG. All conflicts of interest are managed and disclosed pursuant to § 70 WpHG.

BaFin

As of April 2026 · Finaxum GmbH · Frankfurt am Main